Securities regulation in the United States

Results: 4123



#Item
221Securities Exchange Act / Securities and Exchange Commission / Financial regulation / Financial economics / Government / Osaka Securities Exchange / Banja Luka Stock Exchange / United States Securities and Exchange Commission / United States securities law / 73rd United States Congress

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION April 21, 2015 ____________________________________ In The Matter Of

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Source URL: www.sec.gov.

Language: English - Date: 2015-04-21 08:40:00
22276th United States Congress / United States securities law / Investment Company Act / Investment Advisers Act / Securities regulation in the United States / Fiduciary / Securities and Exchange Commission / Mutual fund / Financial adviser / Financial economics / Law / Investment

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release NoApril 16, 2015 INVESTMENT COMPANY ACT OF 1940

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Source URL: edgar.sec.gov

Language: English - Date: 2015-04-16 18:02:37
223Financial regulation / Government / Corporate crime / U.S. Securities and Exchange Commission / OTC Markets Group / Securities Exchange Act / Securities Act / Neko / Securities and Exchange Commission / United States Securities and Exchange Commission / United States securities law / 73rd United States Congress

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION April 28, 2015 In the Matter of

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Source URL: edgar.sec.gov

Language: English - Date: 2015-04-27 19:17:09
224Financial regulation / Financial economics / Finance / New Deal / Securities Act / SEC filings / Securities regulation in the United States / Securities Exchange Act / U.S. Securities and Exchange Commission / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release NoApril 9, 2015 SECURITIES EXCHANGE ACT OF 1934

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Source URL: edgar.sec.gov

Language: English - Date: 2015-04-09 17:30:03
225Financial regulation / New Deal / Securities Act / Securities Exchange Act / Securities regulation in the United States / U.S. Securities and Exchange Commission / Mirman / United States / Government / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress

Microsoft Word - Complaint - EDTX

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Source URL: www.sec.gov.

Language: English - Date: 2015-04-16 16:04:03
226Finance / Financial regulation / Financial economics / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / SEC filing / Securities Act / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION March 24, 2015 In the Matter of

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Source URL: www.sec.gov.

Language: English - Date: 2015-03-24 06:14:33
227Investment / Finance / Preferred stock / Greenshoe / Bond / Dividend / Securities Act / Regulation S-K / Follow-on offering / Stock market / Financial economics / Corporate finance

News Release For Immediate Release NOT FOR DISTRIBUTION TO U.S. NEWSWIRE SERVICES OR FOR DISSEMINATION IN THE UNITED STATES. This news release does not constitute an offer to sell or a solicitation of an offer to buy any

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Source URL: www.elementcorp.com

Language: English - Date: 2014-05-11 05:21:23
228New Deal / Securities Act / Financial regulation / Economy of the United States / United States / United States Securities and Exchange Commission / United States securities law / 73rd United States Congress

COUNTRY GUIDE – The Province of British Columbia, Canada (20 December 2013, updated in AprilImportant notes: This guide does not override the Rules and is not a substitute for legal, regulatory, tax, financial o

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Source URL: www.hkex.com.hk

Language: English - Date: 2014-04-15 03:02:26
229Corporate finance / Finance / Preferred stock / Securities Act / Short / Greenshoe / Prospectus / Split share corporation / Regulation S-K / Financial economics / Stock market / Investment

News Release NOT FOR DISSEMINATION IN THE UNITED STATES OR FOR DISTRIBUTION TO U.S. NEWSWIRE SERVICES. This news release does not constitute an offer to sell or a solicitation of an offer to buy any of the securities in

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Source URL: www.elementcorp.com

Language: English - Date: 2014-05-11 05:20:56
230United States Securities and Exchange Commission / Financial economics / Financial regulation / Business law / Communication / Forward-looking statement / Securities Act / U.S. Securities and Exchange Commission / Securities regulation in the United States / United States securities law / Business / 73rd United States Congress

News Release For Immediate Release NOT FOR DISTRIBUTION TO U.S. NEWSWIRE SERVICES OR FOR DISSEMINATION IN THE UNITED STATES. This news release does not constitute an offer to sell or a solicitation of an offer to buy any

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Source URL: www.elementcorp.com

Language: English - Date: 2014-05-11 05:21:00
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